JD
Jacob Dupre
SANTANDER SECURITIES
Boston, MA 02109
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CRD#: 7180872
JD
Jacob DupreSANTANDER SECURITIES
Professional summary
Jacob Dupre, who also goes by Jacob Robert Dupre, is a registered financial professional currently at SANTANDER SECURITIES LLC located in Boston, Massachusetts.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Jacob Robert Dupre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ally Invest Advisors. Investment related. 601 S Tryon St. Charlotte NC 28202. Associate Specialist - Invest Services. Dually Licensed. 09/09/2019. 40+ hours/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
CRS (Client Relationship Summary) - BD
Click below to view Jacob Dupre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2026 - Present
SANTANDER SECURITIES LLC
Office #1: 75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109RIA
BD
CRD#: 41791
Boston, MA
Past
October 11, 2021 - April 2, 2024
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Canton, CT
Past
July 20, 2021 - April 2, 2024
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
December 5, 2019 - June 15, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
October 17, 2019 - June 15, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 10/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
449
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| AGUILA, ALFREDO LUIS | DIRECTOR | 4341342 |
| BERMUDEZ VALDES, LUIS JAVIER | DIRECTOR | 6352955 |
| BOWLER, DANIEL P | HEAD OF FINANCE & ACCOUNTING | 5354805 |
| BROGAN, GREGORY | HEAD OF INVESTMENT OPERATIONS | 6694296 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| DE DIEGO, VICTOR | DIRECTOR | 8274098 |
| FRANCO-ESPINOSA, ELOINA MARIA | DIRECTOR | 8276729 |
| GREGORATTI, NICCOLO | PRESIDENT & CEO | 7820683 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| PREBLE, MATTHEW T | HEAD OF RETAIL INVESTMENT | 6694411 |
| SIMON, BART IVAN | DIRECTOR | 8325693 |
Regulatory assets under management
| Total Number of Accounts | 11,152 |
| AUM (Assets Under Management) | $ 3,140,983,898 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Boston, MA 02109TRUST BUT VERIFY
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