Michael J. Cummings

ALPHA ZERO

Boca Raton, FL 33431

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CRD#: 7180871

Professional summary

Michael Joseph Cummings, who also goes by Michael Joseph Cummings, Michael Cummings, is a registered financial advisor currently at ALPHA ZERO LLC located in Boca Raton, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Cummings | Michael Cummings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Cummings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2026 - Present

ALPHA ZERO LLC

Office #1: 2500 North Military Trail Suite 316, Boca Raton, FL 33431

RIA

CRD#: 319050

Boca Raton, FL

Past

November 16, 2021 - May 6, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RALEIGH, NC

Past

November 16, 2021 - May 6, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RALEIGH, NC

Past

February 11, 2020 - October 12, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

October 14, 2019 - October 12, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA ZERO LLC

2M WEALTH MANAGEMENT LLC | ALPHA ZERO WEALTH | ALPHA ZERO LLC | ALPHA ZERO

CRD#: 319050 / SEC#: 801-124738

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/1/2026)

IAR

Texas
(5/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/14/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/12/2019

Securities Industry Essentials Examination

Current Firm

ALPHA ZERO LLC

2M WEALTH MANAGEMENT LLC | ALPHA ZERO WEALTH | ALPHA ZERO LLC | ALPHA ZERO

CRD#: 319050 / SEC#: 801-124738

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

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Contact information

Main Address

2500 North Military Trail Suite 316, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 576-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- ALPHA ZERO LLC (8/13/2025)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 183,214,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Cummings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Cummings's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA ZERO LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ALPHA ZERO LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2019

Series 7TO

Date: 10/14/2019

SIE

Date: 8/12/2019

Current Firm

ALPHA ZERO LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA ZERO LLC

TRUST BUT VERIFY

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