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AS

Alan Silver

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 718069
AS

Professional summary


Alan Silver is a registered financial professional currently at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Florham Park, New Jersey.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1980. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alan Silver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 22, 2015 - Present

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Office #1: 30b Vreeland Road Ste 210, Florham Park, NJ 07932
BD
CRD#: 41282
Florham Park, NJ
Past

June 20, 2011 - April 20, 2015

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WARREN, NJ
Past

July 17, 2002 - January 10, 2011

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

BD
CRD#: 41282
MILLBURN, NJ
Past

August 13, 1991 - July 12, 2002

GOLDEN HARRIS CAPITAL GROUP, INC.

BD
CRD#: 13889
WEST ORANGE, NJ
Past

September 12, 1990 - July 26, 1991

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

November 2, 1984 - September 14, 1990

ISLAND PLANNING CORP. OF AMERICA

BD
CRD#: 444
Past

June 20, 1984 - October 5, 1984

BAIRD, PATRICK & CO., INC.

BD
CRD#: 1149
Past

August 23, 1983 - May 14, 1984

GLICKENHAUS & CO. - NEW JERSEY

BD
CRD#: 7302
Past

May 18, 1982 - December 3, 1984

LISS TENNER & GOLDBERG SECURITIES CORPORATION

BD
CRD#: 8173
Past

April 6, 1982 - May 12, 1982

GLICKENHAUS & CO. - NEW JERSEY

BD
CRD#: 7302
Past

October 29, 1980 - October 21, 1981

J. B. HANAUER & CO.

BD
CRD#: 6958

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/22/2015)
RR
New Jersey
(4/22/2015)
RR
New York
(4/22/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 9/7/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TJ
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
D/B/A JEFFREY MATTHEWS FINANCIAL GROUP | THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. | JEFFREY MATTHEWS & CO., INC. | HALPERT, COHEN AND COMPANY, INC.

CRD#: 41282 / SEC#: , 8-49352

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
30b Vreeland Road Ste 210, Florham Park, NJ 07932
Mailing Address
30b Vreeland Road Ste 210, Florham Park, NJ 07932
Phone number
(973) 805-6222
Established
New Jersey since 10/09/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HALPERT, JEFFREY ROSSCEO2072459
HALPERT, JEFFREY ROSSPRESIDENT2072459
HYNES, EDWARD JAMES JRMEMBER1058397
PASCULLI, ANTHONY GREGORYMEMBER2238324
CHIECO, DAVID ANTHONYMEMBER1563513
FEINSTEIN, GEOFF IRAMEMBER2259310
ALMERINI, LOUIS ACHILLEFINOP1605183
COLARUSSO, GINNYCCO4221362
GARBUS, STEVEN DAVIDMEMBER1268525

Disclosures


Regulatory Event6
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

CRD#: 41282Florham Park, NJ 07932

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