JF
James M. Flick
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CRD#: 7180569
JF
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James M Flick was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2019. James had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I'm a practicing estate planning attorney. Compensated by salary, not commissions.
2. I'm a realtor. I don't actively work as a realtor. I've only sold my house and the house of a friend. Total commissions since becoming a realtor in 2018 amount to approximately $6,500.
3. Manager; Florida Probates, P.L.; Investment Related: Yes; Location:3700 S. Conway Road, Suite 200, Orlando, FL 32812; Description of the business: Florida Probates, P.L. is a law firm that specializes in probate administration.; Responsibilities Duties: Manage the company and its employees, advise clients, lead attorney in the business.; Start date with business: 2019-10-25; Hours devoted to business during trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 10
4. Manager; Lifeboat Trust Services LLC; Investment Related: Yes
- Location: 3700 S. Conway Road, Suite 100, Orlando, FL 32812; Description of the business: Lifeboat Trust Services LLC provides professional trust protector and distribution adviser services.; Responsibilities Duties: Manage the company, provide trust protector and/or distribution adviser services to clients.; Start date with business: 2019-03-15; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1
- Location: 3700 S. Conway Road, Suite 200, Orlando, FL 32812; Description of the business: Law firm specializing in probates.; Responsibilities Duties: Manage the company and provide legal counsel on probates.; Start date with business: 2019-10-25; Hours devoted to business during trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 50
5. Manager; Lifeboat Trust Advisers LLC; Investment Related: Yes; Location: 3700 S. Conway Road, Suite 100, Orlando, FL 32812; Description of the business: Provides trust advisor services.; Responsibilities Duties: Manage the company and provide trust advisor services to clients.; Start date with business: 2019-03-15; Hours devoted to business during trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1
6. Manager; Lifeboat Trust Protectors LLC; Investment Related: Yes; Location: 3700 S. Conway Road, Suite 100, Orlando, FL 32812; Description of the business: Provides trust protector services.; Responsibilities Duties: Manage the company and provide trust protector services to clients.; Start date with business: 2019-01-22; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 6, 2019 - January 10, 2025
OAKMONTE WEALTH MANAGEMENT
RIA
CRD#: 304150
ORLANDO, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
OW
OAKMONTE WEALTH MANAGEMENT
FLICK CONSULTING LLC | OAKMONTE WEALTH MANAGEMENT | OAKEMONTE WEALTH MANAGEMENT | FLICK CONSULTING, LLC
CRD#: 304150 / SEC#:
Florida
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Contact information
Main Address
3700 S Conway Rd Ste 112, Orlando, FL 32812
Mailing Address
3700 S. Conway Road Suite 100, Orlando, FL 32812
Phone number
(407) 412-9255
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 27,343,299 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
