Barry M. Gerst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Michael Gerst was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1980. Barry had worked at 7 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - December 31, 2007
WRP INVESTMENTS, INC.
March 23, 2006 - May 19, 2006
GREENWICH GLOBAL, LLC
January 15, 2004 - December 31, 2005
THE INVESTMENT CENTER, INC.
May 16, 2002 - September 30, 2002
NEW ENGLAND SECURITIES
January 25, 2002 - April 8, 2002
NEW ENGLAND SECURITIES
January 5, 1989 - February 5, 2001
PRUCO SECURITIES, LLC.
October 30, 1980 - September 1, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 20, 1980 - October 20, 1983
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/13/1980
Registered Representative ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
