Dan H. Hassey
Professional summary
Dan Herman Hassey is a registered financial advisor currently at DAN HASSEY INVESTMENT ADVISORY located in Banning, California.
Dan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Dan has worked at 14 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dan Herman Hassey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
DAN HASSEY INVESTMENT ADVISORY
April 8, 2017 - January 2, 2023
MCINTOSH CAPITAL ADVISORS, INC.
June 23, 2006 - December 31, 2008
REGAL SECURITIES, INC.
September 14, 2004 - December 3, 2004
QUEST CAPITAL STRATEGIES, INC.
July 16, 2001 - August 19, 2002
JWH SECURITIES, INC.
January 23, 1997 - July 5, 2001
CHARLES SCHWAB & CO., INC.
March 19, 1996 - January 3, 1997
PROVIDENTIAL SECURITIES, INC.
November 30, 1995 - March 19, 1996
H.J. MEYERS & CO., INC.
August 25, 1994 - November 29, 1994
INTERFIRST CAPITAL CORPORATION
October 27, 1989 - April 17, 1990
FIDELITY BROKERAGE SERVICES LLC
April 26, 1985 - October 10, 1989
GLENFED BROKERAGE SERVICES
July 9, 1984 - September 14, 1984
SECURITIES WEST, INC.
December 27, 1982 - July 10, 1984
UBS FINANCIAL SERVICES INC.
October 29, 1980 - January 19, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2023)
Exams
Series 8
Date: 10/20/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DAN HASSEY INVESTMENT ADVISORY
CRD#: 324462 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 1,800,000 |
Red Flags
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