Louis R. Trujillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Richard Trujillo was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1980. Louis had worked at 3 firms and has passed the Series 65, Series 5, Series 7, Series 12, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2010 - April 17, 2015
THE BLAKELEY GROUP INC
February 25, 2004 - July 27, 2004
MOMENTUM INDEPENDENT NETWORK INC.
October 24, 1980 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/23/1982
Interest Rate Options ExaminationSeries 12
Date: 1/30/1996
NYSE Branch Manager ExaminationCurrent Firm
THE BLAKELEY GROUP INC
CRD#: 150066 / SEC#: 801-70125
Contact information
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 96,425,591 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
