Benjamin Sedaghat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Sedaghat, who also goes by Ben Sedaghat, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2019. Benjamin had worked at 3 firms and has passed the Series 63, Series 22TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2022 - January 23, 2023
FNEX CAPITAL, LLC
March 1, 2021 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
December 9, 2019 - November 17, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 22TO
Date: 2/27/2021
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 12/2/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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