Herbert L. Davidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Lawrence Davidson was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1980. Herbert had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1992 - October 31, 1997
MEYERS POLLOCK ROBBINS, INC.
December 5, 1991 - February 20, 1992
WILLIAM & CO. CAPITAL MARKETS LTD.
November 26, 1990 - May 6, 1992
ELAN SECURITIES, INC.
March 29, 1990 - November 6, 1990
CAPITOL SECURITIES MANAGEMENT, INC.
November 21, 1988 - October 4, 1989
HERITAGE FINANCIAL INVESTMENTS CORPORATION
June 15, 1988 - July 29, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
May 14, 1986 - June 13, 1988
GREAT LAKES EQUITIES CO.
April 10, 1985 - April 7, 1986
KUHNS BROTHERS & LAIDLAW, INC.
October 6, 1983 - December 4, 1984
UBS FINANCIAL SERVICES INC.
October 23, 1980 - September 30, 1983
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
