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CB

Carolyn G. Bennett

WOODMONT INVESTMENT COUNSEL
Nashville, TN 37215
Some features on this profile are disabled
CRD#: 7179803
CB

Professional summary

Carolyn Grace Bennett is a registered financial advisor currently at WOODMONT INVESTMENT COUNSEL, LLC located in Nashville, Tennessee.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Carolyn has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Grace Bennett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2019 - Present

WOODMONT INVESTMENT COUNSEL, LLC

Office #1: 3825 Bedford Ave Suite 202, Nashville, TN 37215
RIA
CRD#: 109779
Nashville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WOODMONT INVESTMENT COUNSEL, LLC
WOODMONT INVESTMENT COUNSEL, LLC
WOODMONT INVESTMENT COUNSEL, LLC

CRD#: 109779 / SEC#: 801-57961

RIA
Registered Investment Advisory firm - (9/11/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(11/22/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2019
Uniform Investment Adviser Law Examination

Current Firm

WOODMONT INVESTMENT COUNSEL, LLC
WOODMONT INVESTMENT COUNSEL, LLC
WOODMONT INVESTMENT COUNSEL, LLC

CRD#: 109779 / SEC#: 801-57961

RIA
Registered Investment Advisory firm - (9/11/2000 Approved)
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Contact information

Main Address
3825 Bedford Ave Suite 202, Nashville, TN 37215
Mailing Address
Phone number
(615) 297-6144
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WIC 2A AA 3.20.2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,569
AUM (Assets Under Management)$ 1,742,857,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODMONT INVESTMENT COUNSEL, LLC

WOODMONT INVESTMENT COUNSEL, LLC

CRD#: 109779Nashville, TN 37215

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