Micheal H. Tarr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Micheal Horace Tarr, who also goes by Michael Horace Tarr, was a registered financial professional .
Micheal is a previously registered financial professional and started their career in finance in 1980. Micheal had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2005 - November 7, 2018
VAN CLEMENS & CO. INCORPORATED
June 19, 2002 - November 28, 2005
FELTL & COMPANY
October 19, 2001 - June 20, 2002
COLLIERS SECURITIES LLC
January 8, 1999 - October 22, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
June 16, 1997 - January 13, 1999
JOHN G. KINNARD AND COMPANY, INCORPORATED
August 2, 1994 - June 18, 1997
TUSCHNER & COMPANY, INC.
November 16, 1992 - July 27, 1994
MILLER JOHNSON STEICHEN KINNARD, INC.
February 21, 1992 - November 18, 1992
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
July 2, 1990 - March 4, 1992
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
April 5, 1988 - October 11, 1989
M. H. NOVICK & CO., INC.
June 6, 1986 - July 8, 1986
WADDELL & REED
March 31, 1986 - June 11, 1986
TWIN CITY SECURITIES, INC.
July 1, 1985 - April 11, 1986
MIDWEST DISCOUNT SECURITIES, INC.
July 6, 1984 - July 12, 1985
NORTH AMERICAN MANAGEMENT, INC.
November 2, 1982 - July 6, 1984
MIDWEST DISCOUNT SECURITIES, INC.
March 11, 1981 - November 2, 1982
FUNDAMENTAL EQUITIES CORP.
February 10, 1981 - January 28, 1983
J. P. HOLDAHL & ASSOC., INC.
October 28, 1980 - February 27, 1981
MIDWEST DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
