Daniel R. Easton

56 CAPITAL PARTNERS, LTD

Colorado Springs, CO 80920

Some features on this profile are disabled

CRD#: 7179724

Professional summary

Daniel Robert Easton is a registered financial advisor currently at 56 CAPITAL PARTNERS, LTD located in Colorado Springs, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Easton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2026 - Present

56 CAPITAL PARTNERS, LTD

Office #1: 1465 Kelly Johnson Blvd Suite 200, Colorado Springs, CO 80920

RIA

CRD#: 290938

Colorado Springs, CO

Past

January 15, 2021 - August 8, 2025

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

December 16, 2020 - August 8, 2025

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/15/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2023

General Securities Principal Examination

Current Firm

56 CAPITAL PARTNERS, LTD

CRD#: 290938 / SEC#:

California

Registered Investment Advisory firm - (6/21/2022 Approved)

Colorado

Registered Investment Advisory firm - (1/24/2018 Approved)

Georgia

Registered Investment Advisory firm - (8/31/2022 Approved)

Indiana

Registered Investment Advisory firm - (1/9/2025 Approved)

Michigan

Registered Investment Advisory firm - (1/30/2018 Approved)

Montana

Registered Investment Advisory firm - (3/24/2022 Approved)

North Carolina

Registered Investment Advisory firm - (12/21/2023 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2018 Approved)

Virginia

Registered Investment Advisory firm - (7/10/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1465 Kelly Johnson Blvd Suite 200, Colorado Springs, CO 80920

Mailing Address

Phone number

(719) 418-3773

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 101,268,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Seegers

COMMONWEALTH FINANCIAL NETWORK

IAR

Colorado Springs, CO

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel R. Easton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Easton's CRS (Customer Relationship Summary).

Certified licenses

Experience

56 CAPITAL PARTNERS, LTD

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2021

Series 7TO

Date: 12/16/2020

SIE

Date: 12/15/2020

Series 24

Date: 10/23/2023

Current Firm

56 CAPITAL PARTNERS, LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

56 CAPITAL PARTNERS, LTD

TRUST BUT VERIFY

Similar Advisors