Ricardo A. Leyva

ENCOMPASS MORE ASSET MANAGEMENT LLC

Peoria, AZ

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CRD#: 7179717

Professional summary

Ricardo Alejandro Leyva is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Peoria, Arizona.

Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Ricardo has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Quantum - Non-Investment Related - 18700 N. Hayden Rd., Suite 310, Scottsdale, AZ 85255 - Insurance sales/Independent Insurance Agent - August 2022 - 200 hrs monthly including during all trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Alejandro Leyva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

ENCOMPASS MORE ASSET MANAGEMENT LLC

RIA

CRD#: 322382

Peoria, AZ

Past

May 16, 2023 - October 28, 2024

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Phoenix, AZ

Past

October 1, 2021 - August 5, 2022

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Gilbert, AZ

Past

November 23, 2020 - August 5, 2022

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Gilbert, AZ

Past

January 29, 2020 - October 16, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/15/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/17/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/30/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2021

Securities Industry Essentials Examination

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

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Contact information

Main Address

390 Diablo Rd Suite 100, Danville, CA 94526

Mailing Address

Phone number

(925) 272-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCOMPASS MORE ASSET MANAGEMENT LLC ADV BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	4,025
AUM (Assets Under Management)	$ 581,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ricardo A. Leyva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Alejandro Leyva's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATED CAPITAL ADVISORS, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

ENCOMPASS MORE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/2021

Series 65

Date: 1/17/2020

Series 6TO

Date: 9/30/2021

SIE

Date: 9/21/2021

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS MORE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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