Nicholas Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Delaney, who also goes by Nicholas Taylor Delaney, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2023. Nicholas had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2025 - December 23, 2025
ROBINHOOD ASSET MANAGEMENT
March 25, 2024 - December 23, 2025
ROBINHOOD FINANCIAL, LLC
August 22, 2023 - February 23, 2024
EQUITABLE ADVISORS, LLC
June 20, 2023 - February 23, 2024
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/20/2023
General Securities Representative ExaminationCurrent Firm
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
