Mark E. Prillaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eric Prillaman, who also goes by Mark E Prillaman, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1980. Mark had worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2018 - April 6, 2021
P.J. ROBB VARIABLE, LLC
March 5, 2015 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 24, 2015 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 9, 2013 - October 29, 2014
AMERICAN EQUITY CAPITAL, INC.
July 24, 2012 - May 2, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 20, 2009 - August 12, 2010
REALTY CAPITAL SECURITIES, LLC
June 1, 2005 - February 9, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 11, 2000 - September 6, 2000
ING FUNDS DISTRIBUTOR, INC.
April 26, 2000 - May 2, 2005
DIRECTED SERVICES LLC
June 14, 1999 - November 3, 1999
ARM SECURITIES CORPORATION
January 27, 1997 - November 16, 1998
LONDON PACIFIC SECURITIES, INC.
January 23, 1995 - December 19, 1996
LONDON PACIFIC FINANCIAL & INSURANCE SERVICES
February 15, 1990 - March 14, 1994
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 15, 1988 - December 31, 1989
STONEX SECURITIES INC.
January 22, 1987 - November 17, 1988
SIGNATOR INVESTORS, INC.
March 6, 1986 - January 16, 1987
MURRAY SECURITIES CORPORATION
October 22, 1985 - June 24, 1986
PILOT FINANCIAL SERVICES, INC.
April 1, 1985 - March 6, 1986
VESTEQ SECURITIES CORPORATION
June 28, 1984 - January 24, 1985
CONDEL SECURITIES, INC.
July 25, 1983 - June 11, 1984
ANGELES SECURITIES CORPORATION
October 28, 1980 - April 5, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
