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Gregory Charles Naypaver

CRD# 717889·Registered 1980 - 2013
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Charles Naypaver, who also goes by Greg C Naypaver, Greg Naypaver, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1980 - 2013. Gregory had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg C Naypaver, Greg Naypaver

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

Past

WRP INVESTMENTS, INC.Past·CRD# 7365
BD
Youngstown, OH
May 8, 2013 - November 1, 2013
WRP INVESTMENTS, INC.Past·CRD# 7365
RIA
Youngstown, OH
April 26, 2013 - November 1, 2013
WADDELL & REEDPast·CRD# 866
RIA
Cincinnati, OH
January 22, 2009 - December 20, 2011
WADDELL & REEDPast·CRD# 866
BD
Cincinnati, OH
January 21, 2009 - December 20, 2011
WALL STREET INVESTMENTS, INC.Past·CRD# 43117
RIA
Beachwood, OH
April 3, 2006 - August 21, 2007
WALL STREET INVESTMENTS, INC.Past·CRD# 43117
BD
Beachwood, OH
April 3, 2006 - August 21, 2007
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
RIA
Cleveland, OH
August 1, 2003 - April 30, 2004
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
Detroit, MI
October 30, 1985 - April 30, 2004
DALEY & COMPANYPast·CRD# 6282
BD
October 23, 1980 - July 22, 1985
AMERICA NORTHCOAST SECURITIES, INC.Past·CRD# 16076
BD
February 25, 1985 - July 5, 1985

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Current Firm

WI
WRP INVESTMENTS, INC.

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | WRP INVESTMENTS, INC.

CRD#: 7365 / SEC#: 801-39365, 8-21374
BD
Terminated by SEC on 09/10/2016

Contact Information

Established

Ohio since 11/12/1976

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

SAIAS FORM ADV PART 2A (10/10/2014)

Direct owners and executive officers

NamePositionCRD#
STERNE AGEE FINANCIAL SERVICES, INC.OWNER18456
OLSEN, JOHN GERALDCCO1395283

Disclosures

Regulatory Event

3

Arbitration

1

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1990About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1989

Series 4 — Registered Options Principal Examination

Passed Jan 1986About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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