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GN

Gregory C. Naypaver

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CRD#: 717889
GN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Charles Naypaver, who also goes by Greg C Naypaver, Greg Naypaver, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1980. Gregory had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Greg C Naypaver | Greg Naypaver

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 2013 - November 1, 2013

WRP INVESTMENTS, INC.

BD
CRD#: 7365
YOUNGSTOWN, OH
Past

April 26, 2013 - November 1, 2013

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
YOUNGSTOWN, OH
Past

January 22, 2009 - December 20, 2011

WADDELL & REED

RIA
CRD#: 866
CINCINNATI, OH
Past

January 21, 2009 - December 20, 2011

WADDELL & REED

BD
CRD#: 866
CINCINNATI, OH
Past

April 3, 2006 - August 21, 2007

WALL STREET INVESTMENTS, INC.

RIA
CRD#: 43117
BEACHWOOD, OH
Past

April 3, 2006 - August 21, 2007

WALL STREET INVESTMENTS, INC.

BD
CRD#: 43117
BEACHWOOD, OH
Past

August 1, 2003 - April 30, 2004

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
CLEVELAND, OH
Past

October 30, 1985 - April 30, 2004

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

February 25, 1985 - July 5, 1985

AMERICA NORTHCOAST SECURITIES, INC.

BD
CRD#: 16076
Past

October 23, 1980 - July 22, 1985

DALEY & COMPANY

BD
CRD#: 6282

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/28/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/20/1989
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam

Current Firm


WI
WRP INVESTMENTS, INC.
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | WRP INVESTMENTS, INC.

CRD#: 7365 / SEC#: 801-39365, 8-21374

BD
Terminated by SEC on 09/10/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Ohio since 11/12/1976
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

SAIAS FORM ADV PART 2A (10/10/2014)

Direct owners and executive officers


NamePositionCRD#
STERNE AGEE FINANCIAL SERVICES, INC.OWNER18456
OLSEN, JOHN GERALDCCO1395283

Disclosures


Regulatory Event3
Arbitration1
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WRP INVESTMENTS, INC.

CRD#: 7365

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