Jose M. Rodriguez Osuna

COOPER FINANCIAL INVESTMENTS

MESA, AZ 85206

Some features on this profile are disabled

CRD#: 7178705

Professional summary

Jose Martin Rodriguez Osuna, who also goes by Jose Martin Rodriguez Osuna, Jose Martin Rodriguezosuna, is a registered financial advisor currently at COOPER FINANCIAL INVESTMENTS, LLC located in Mesa, Arizona.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jose has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Martin Rodriguez Osuna | Jose Martin Rodriguezosuna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cooper Financial Group, LLC; Yes; Mesa, AZ; Insurance Sales; Insurance Agent; 01/2024; 40/MO; 40/MO. 2) Copper Canyon law; yes; Mesa, AZ; Estate Planning; 01/2025; 10HRS/MO; 10HRS/MO; assist with estate planning; assist with trust and wills.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Martin Rodriguez Osuna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

COOPER FINANCIAL INVESTMENTS, LLC

Office #1: 3850 E. Baseline Road Suite 119, Mesa, AZ 85206

RIA

CRD#: 285647

MESA, AZ

Past

June 6, 2023 - January 4, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Gilbert, AZ

Past

May 20, 2023 - January 4, 2024

MORGAN STANLEY

CRD#: 149777

Gilbert, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/22/2024)

IAR

Louisiana
(6/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/3/2023

Securities Industry Essentials Examination

Current Firm

COOPER FINANCIAL INVESTMENTS, LLC

CRD#: 285647 / SEC#:

Arizona

Registered Investment Advisory firm - (8/30/2017 Approved)

Louisiana

Registered Investment Advisory firm - (4/18/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3850 E. Baseline Road Suite 119, Mesa, AZ 85206

Mailing Address

Phone number

(888) 390-5277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Brandon Krantz

OSAIC WEALTH, INC.

IAR

SCOTTSDALE, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jose M. Rodriguez Osuna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Martin Rodriguez Osuna's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER FINANCIAL INVESTMENTS, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2023

Series 7TO

Date: 4/28/2023

SIE

Date: 2/3/2023

Current Firm

COOPER FINANCIAL INVESTMENTS, LLC

Contact information

Documents

Red Flags

Company Information

COOPER FINANCIAL INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors