Bonnie B. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Brooks Robinson, who also goes by Bonnie Robinson Mcelfresh, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1980. Bonnie had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2015 - March 21, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
April 30, 2015 - March 21, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
September 3, 2014 - May 4, 2015
FREEDOM INVESTORS CORP.
May 29, 2014 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
August 1, 2011 - May 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2011 - May 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 2010 - September 23, 2010
MORGAN STANLEY
November 4, 2004 - November 10, 2005
CIBC WORLD MARKETS CORP.
May 14, 2002 - October 28, 2004
STONE & YOUNGBERG LLC
October 1, 1996 - November 29, 2000
GOLDMAN SACHS & CO. LLC
October 25, 1991 - October 1, 1996
GOLDMAN SACHS MONEY MARKETS, L.P.
August 22, 1984 - October 25, 1991
GOLDMAN SACHS MONEY MARKETS INC.
January 16, 1984 - May 18, 1984
J.P. MORGAN SECURITIES LLC
August 12, 1983 - October 25, 1991
GOLDMAN SACHS MONEY MARKETS INC.
October 24, 1980 - August 10, 1983
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
