Lindsey E. Pfirrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Elizabeth Pfirrman Ms., who also goes by Lindsey Elizabeth Pfirrman, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2019. Lindsey had worked at 1 firm and has passed the Series 50 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2019 - September 7, 2021
OMNICAP GROUP LLC
Primary Firm SEC Registration
OMNICAP GROUP LLC
CRD#: 133387 / SEC#: 801-63715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMNICAP GROUP LLC
CRD#: 133387 / SEC#: 801-63715
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 6,378,885,000 |
Red Flags
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