TB
Tom A. Binder
HOLISTIC-SOLUTIONS
Santa Monica, CA
Some features on this profile are disabled
CRD#: 7178244
TB
Professional summary
Tom Alan Binder is a registered financial advisor currently at HOLISTIC-SOLUTIONS located in Santa Monica, California.
Tom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Tom has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tom Binder Fine Arts is a fine art publisher. This business is not investment-related. Most of the work is completed from home office. Shipping and mailing address is 825 Wilshire Blvd # 708 , Santa Monica California. Business phone number is 800-332-4278 Approximately 20 hours per week is spent with art related business Monday through Friday during normal working hours . Main duties include sales and inventory management as well as licensing and maintaining artist relationships.
CRS (Client Relationship Summary) - RIA
Click below to view Tom Alan Binder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
HOLISTIC-SOLUTIONS
RIA
CRD#: 300370
Santa Monica, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/2/2020)
Current Firm
HO
HOLISTIC-SOLUTIONS
BINDER TOM ALAN | TOM BINDER FINE ARTS | TOM ALAN BINDER | HOLISTIC-SOLUTIONS
CRD#: 300370 / SEC#:
California
Registered Investment Advisory firm - (1/2/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Santa Monica, CA
Mailing Address
825 Wilshire Blvd. #708, Santa Monica, CA 90401
Phone number
(310) 403-7624
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
