Jesse Henley

FISHER\SMB

CARROLLTON, TX 75007

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CRD#: 7178193

Professional summary

Jesse Henley, who also goes by Jesse Claude Henley, is a registered financial advisor currently at FISHER\SMB located in Carrollton, Texas.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jesse has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Jesse Claude Henley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Henley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2026 - Present

FISHER\SMB

Office #1: 4100 International Parkway Suite 2000, Carrollton, TX 75007

RIA

CRD#: 331205

CARROLLTON, TX

Past

August 30, 2023 - February 13, 2026

CFO4LIFE

RIA

CRD#: 287600

COPPELL, TX

Past

June 2, 2023 - February 27, 2026

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

COPPELL, TX

Past

April 5, 2022 - February 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Arlington, TX

Past

April 4, 2022 - February 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Arlington, TX

Past

November 25, 2019 - June 29, 2020

EDWARD JONES

RIA

CRD#: 250

MESQUITE, TX

Past

November 1, 2019 - June 29, 2020

EDWARD JONES

CRD#: 250

MESQUITE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/1/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/8/2019

Securities Industry Essentials Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jesse Henley

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Henley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CFO4LIFE

AUSDAL FINANCIAL PARTNERS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2019

Series 7TO

Date: 11/1/2019

SIE

Date: 10/8/2019

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

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