Jesse Henley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Henley, who also goes by Jesse Claude Henley, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2019. Jesse had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2023 - February 13, 2026
CFO4LIFE
June 2, 2023 - February 27, 2026
AUSDAL FINANCIAL PARTNERS, INC.
April 5, 2022 - February 16, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
April 4, 2022 - February 16, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
November 25, 2019 - June 29, 2020
EDWARD JONES
November 1, 2019 - June 29, 2020
EDWARD JONES
Primary Firm SEC Registration
CFO4LIFE
CRD#: 287600 / SEC#: 801-110095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/1/2019
General Securities Representative ExaminationCurrent Firm
CFO4LIFE
CRD#: 287600 / SEC#: 801-110095
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,628 |
| AUM (Assets Under Management) | $ 1,735,509,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
