Erik B. Hallenbeck
Professional summary
Erik Benjamin Hallenbeck, who also goes by Erik Hallenbeck, was a registered financial advisor .
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Erik had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2026 - Present
Office #1: 262 S. River Road Suite 201, Bedford, NH 03110
March 28, 2024 - September 23, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
March 28, 2024 - September 23, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
October 3, 2022 - December 26, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
October 3, 2022 - December 26, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2021 - September 16, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 7, 2021 - September 16, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 14, 2020 - February 16, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 25, 2019 - February 1, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/10/2026)
(9/10/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 11/25/2019
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
