Mary L. Koomar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Lee Koomar, who also goes by Mary Lee Koomar Vazquez, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1981. Mary had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - April 2, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 17, 1987 - April 2, 2018
SCOTTRADE, INC.
April 22, 1985 - February 2, 1987
AMERIPRISE ADVISOR SERVICES, INC.
October 14, 1981 - April 19, 1985
FIDELITY BROKERAGE SERVICES LLC
July 6, 1981 - October 16, 1981
SOURCE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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