Alexander Brown
Professional summary
Alexander Brown, who also goes by Alexander Thomas Brown, Alexander Brown, is a registered financial professional currently at CAPSTONE PARTNERS located in Denver, Colorado.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2022. Alexander has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2026 - Present
CAPSTONE PARTNERS
Office #1: 1225 17th Street Suite 750, Denver, CO 80202September 19, 2022 - November 11, 2024
EDGEPOINT CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2026)
Exams
Series 79TO
Date: 9/19/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| SZWAGULAK, JOHN | CHIEF COMPLIANCE OFFICER | 4033023 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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