LV
Loren L. Voss
THRIVENT INVESTMENT MANAGEMENT
Helena, MT 59601
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CRD#: 7176530
LV
Professional summary
Loren Lynn Voss, who also goes by Lynn Voss, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Helena, Montana.
Loren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Loren has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynn Voss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF GOLD TOASTMASTERS POSITION: President NATURE: Introducing toastmaster, organizing meetings, giving speeches, evaluating other's speeches. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 07/18/2022 ADDRESS: 9127 S. Jamaica Street, Suite 400, Englewood CO 80112, United States DESCRIPTION: Newly elected President where my additional duties are ensuring club business runs smoothly and weekly introducing the toastmaster. Regularly attend meetings. Prepared to give speech, give evaluation, or time speech. OUR REDEEMERS LUTHERAN CHURCH POSITION: Church Council Past President NATURE: 2023 update: my term as President ended so I am now "Past President" but continue on church council.2021I was on council in the 2nd vice-president role. The 1st vice-president role resigned so at the end of January, 2022 Ibecame the Council President (and then would by default be the past president in 2023). Church council meets 2 nights per month with additional time spent working with various church committees. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/30/2022 ADDRESS: 3580 N Benton Ave, Helena MT 59602, United States DESCRIPTION: Past President role duties include: assisting the President preparing agenda and leading once a month executive committee meeting and once a month all church council meeting. Participating in any of the committees of the church to represent the council that include property committee, personnel committee, generosity committee, hunger committee, music committee, call committee and others.I understand my restrictions include: RRs must abstain from giving specific investment advice. RRs must abstain from voting on any financial/investment decisions. RRs cannot be Representative of Record for any of the entity's accounts, and cannot share in any commission with another RR for any of the entity's accounts RRs cannot be sole signer on check or accounts for entity. I plan to not take on any check writing authority.
CRS (Client Relationship Summary) - RIA
Click below to view Loren Lynn Voss's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Loren Lynn Voss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2600 Winne Ave, Helena, MT 59601RIA
BD
CRD#: 18387
Helena, MT
Current
November 8, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2600 Winne Ave, Helena, MT 59601RIA
BD
CRD#: 18387
Helena, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/11/2023)
RR
California(4/14/2020)
RR
Colorado(5/28/2025)
RR
Idaho(5/28/2025)
RR
Montana(11/26/2019)
IAR
Montana(11/26/2019)
RR
Nevada(1/6/2023)
RR
Oregon(5/28/2025)
RR
Washington(5/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Helena, MT 59601TRUST BUT VERIFY
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