VL
Vance A. Lavizzo
ALLIANCE ADVISORY & SECURITIES
Westlake Village, CA 91361
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CRD#: 7176414
VL
Professional summary
Vance Angelo Lavizzo, CFP® is a registered financial advisor currently at ALLIANCE ADVISORY & SECURITIES, INC. located in Westlake Village, California.
Vance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Vance has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vance Angelo Lavizzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 18, 2019 - Present
ALLIANCE ADVISORY & SECURITIES, INC.
Office #1: 31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361RIA
CRD#: 18835
Westlake Village, CA
Past
October 22, 2019 - June 21, 2021
ALLIANCE ADVISORY & SECURITIES, INC.
BD
CRD#: 18835
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALLIANCE ADVISORY & SECURITIES, INC.
ALLIANCE ADVISORY & SECURITIES, INC | PETRA FINANCIAL GROUP, INC. | DEVOTED CAPITAL | ALLIANCE ENTRUST, INC. | ALLIANCE ENTRUST | ALLIANCE ADVISORY & SECURITIES, LLC | ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835 / SEC#: 801-67105, 8-36999
RIA
Registered Investment Advisory firm - SEC (9/5/2006 Approved)California
Registered Investment Advisory firm - SEC (9/11/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (9/5/2006 Terminated)BD
Terminated by SEC on 08/22/2021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AA
ALLIANCE ADVISORY & SECURITIES, INC.
ALLIANCE ADVISORY & SECURITIES, INC | PETRA FINANCIAL GROUP, INC. | DEVOTED CAPITAL | ALLIANCE ENTRUST, INC. | ALLIANCE ENTRUST | ALLIANCE ADVISORY & SECURITIES, LLC | ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835 / SEC#: 801-67105, 8-36999
RIA
Registered Investment Advisory firm - SEC (9/5/2006 Approved)California
Registered Investment Advisory firm - SEC (9/11/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (9/5/2006 Terminated)BD
Terminated by SEC on 08/22/2021
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Contact information
Main Address
31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 371-8020
Established
California since 05/12/1982
Firm type
Corporation
Fiscal year end
June
# of Employees
25
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,728 |
| AUM (Assets Under Management) | $ 639,384,881 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE ADVISORY & SECURITIES, INC.
CRD#: 18835Westlake Village, CA 91361TRUST BUT VERIFY
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