Steve Williams

FREEDOM WEALTH ADVISORS

Lee's Summit, MO 64082

Some features on this profile are disabled

CRD#: 7175981

Professional summary

Steve Williams is a registered financial advisor currently at FREEDOM WEALTH ADVISORS, LLC located in Lee's Summit, Missouri.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Steve has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2019 - Present

FREEDOM WEALTH ADVISORS, LLC

Office #1: 110 Sw 3rd St, Lee's Summit, MO 64082

RIA

CRD#: 154270

Lee's Summit, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2018

Uniform Investment Adviser Law Examination

Current Firm

FREEDOM WEALTH ADVISORS, LLC

CRD#: 154270 / SEC#:

Kansas

Registered Investment Advisory firm - (11/9/2010 Approved)

Missouri

Registered Investment Advisory firm - (7/20/2010 Approved)

Texas

Registered Investment Advisory firm - (8/24/2016 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

110 Sw 3rd St, Lee's Summit, MO 64082

Mailing Address

4005 Sw Reef Point Ln, Lee's Summit, MO 64082

Phone number

(816) 820-7900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 99,370,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Theresa Henry

PFS INVESTMENTS INC.

East Rutherford, NJ

Yuliya Tkachyshyn

NYLIFE DISTRIBUTORS LLC

JERSEY CITY, NJ

Ann Zuraw

ZURAW FINANCIAL ADVISORS, LLC

IAR

Greensboro, NC

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steve Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREEDOM WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2018

Current Firm

FREEDOM WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FREEDOM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors