David B. Haddad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Benjamin Haddad, who also goes by Davis Benjamin Haddad, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 9 firms and has passed the Series 63, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1991 - October 16, 1991
MULTI-BANK SECURITIES, INC.
August 14, 1989 - July 27, 1990
HORIZONS INTERNATIONAL CORPORATION
May 30, 1989 - July 24, 1989
GRAND SECURITIES COMPANY
November 16, 1988 - May 8, 1989
FIRST FINANCIAL MONETARY SYSTEMS, INC.
January 1, 1988 - March 16, 1988
LEHMAN BROTHERS INC.
January 13, 1986 - December 10, 1987
OLD KENT FINANCIAL ADVISORS
November 29, 1983 - August 31, 1984
NATIONAL FINANCIAL SERVICES LLC
October 21, 1982 - August 8, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 4, 1982 - April 28, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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