Alice Haneman

HARLOW WEALTH MANAGEMENT

VANCOUVER, WA 98660

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CRD#: 7175772

Professional summary

Alice Haneman is a registered financial advisor currently at HARLOW WEALTH MANAGEMENT, INC. located in Vancouver, Washington.

Alice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alice has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2023, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Haneman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

HARLOW WEALTH MANAGEMENT, INC.

Office #1: 400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660

RIA

CRD#: 148315

VANCOUVER, WA

Past

June 24, 2025 - July 8, 2025

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

Gresham, OR

Past

June 23, 2025 - July 8, 2025

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

Gresham, OR

Past

February 26, 2024 - February 7, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Vancouver, WA

Past

February 26, 2024 - February 7, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Vancouver, WA

Past

July 19, 2023 - December 22, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

GRESHAM, OR

Past

July 19, 2023 - December 22, 2023

LPL FINANCIAL LLC

CRD#: 6413

GRESHAM, OR

Past

November 9, 2020 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

GRESHAM, OR

Past

August 31, 2020 - July 19, 2023

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

GRESHAM, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARLOW WEALTH MANAGEMENT, INC.

HARLOW WEALTH MANAGEMENT, INC. | NW TAX ADVISORY GROUP, INC. | NW TAX ADVISORY GROUP | NW TAX & WEALTH ADVISORY GROUP, INC. | NAME 317

CRD#: 148315 / SEC#: 801-112275

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2018 Terminated)

Oregon

Registered Investment Advisory firm - (1/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (2/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/3/2020

Securities Industry Essentials Examination

Current Firm

HARLOW WEALTH MANAGEMENT, INC.

HARLOW WEALTH MANAGEMENT, INC. | NW TAX ADVISORY GROUP, INC. | NW TAX ADVISORY GROUP | NW TAX & WEALTH ADVISORY GROUP, INC. | NAME 317

CRD#: 148315 / SEC#: 801-112275

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2018 Terminated)

Oregon

Registered Investment Advisory firm - (1/10/2018 Terminated)

Washington

Registered Investment Advisory firm - (2/12/2018 Terminated)

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Contact information

Main Address

400 East Mill Plain Blvd. Suite 200, Vancouver, WA 98660

Mailing Address

Phone number

(360) 573-2522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARLOW WEALTH MANAGEMENT ADV 2A 03122025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,643
AUM (Assets Under Management)	$ 374,825,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alice Haneman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Haneman's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

HARLOW WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2020

Series 7TO

Date: 8/28/2020

SIE

Date: 6/3/2020

Current Firm

HARLOW WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARLOW WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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