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DM

Daniel R. Munger

SCHWAB WEALTH ADVISORY
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 7175758
DM

Professional summary

Daniel Ryan Munger, who also goes by Daniel Ryan Munger, Daniel Munger, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Ryan Munger | Daniel Munger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Ryan Munger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd., Indianapolis, IN 46240
RIA
CRD#: 159035
Indianapolis, IN
Current

December 19, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
BD
CRD#: 5393
Indianapolis, IN
Past

December 19, 2024 - November 19, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Eugene, OR
Past

June 6, 2024 - November 21, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BOISE, ID
Past

June 6, 2024 - November 21, 2024

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BOISE, ID
Past

December 8, 2021 - February 5, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SALT LAKE CITY, UT
Past

November 9, 2021 - February 1, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LAS VEGAS, NV
Past

March 18, 2020 - October 26, 2021

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SAN DIEGO, CA
Past

December 23, 2019 - October 26, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/9/2026)
RR
California
(1/13/2026)
RR
Colorado
(1/13/2026)
RR
Florida
(1/9/2026)
RR
Illinois
(1/9/2026)
RR
Indiana
(12/3/2025)
IAR
Indiana
(12/3/2025)
RR
Kentucky
(1/10/2026)
RR
Michigan
(1/9/2026)
RR
Missouri
(1/9/2026)
RR
New Mexico
(1/9/2026)
RR
New York
(1/9/2026)
RR
Ohio
(1/9/2026)
RR
Oregon
(12/19/2024)
RR
Texas
(1/9/2026)
IAR
Texas
(1/9/2026)
RR
Wisconsin
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/16/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Indianapolis, IN 46240

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