Vincent G. Thomas

IBN FINANCIAL SERVICES

Liverpool, NY 13088

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CRD#: 717554

Professional summary

Vincent Graves Thomas II, who also goes by VInce G. Thomas Mr., Vincent Graves Thomas II, Vinnie G. Thomas Mr., is a registered financial professional currently at IBN FINANCIAL SERVICES, INC. located in Liverpool, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1998. Vincent has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vince G. Thomas Mr. | Vincent Graves Thomas Ii | Vinnie G. Thomas Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Graves Thomas II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2024 - Present

IBN FINANCIAL SERVICES, INC.

Office #1: 404 Old Liverpool Rd, Liverpool, NY 13088

RIA

CRD#: 42360

Liverpool, NY

Past

May 24, 2019 - September 16, 2024

ALLEN C. EWING & CO.

CRD#: 26102

JACKSONVILLE, FL

Past

February 22, 2017 - November 28, 2018

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

Norfolk, VA

Past

October 6, 2015 - April 24, 2017

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

WESTPORT, CT

Past

April 2, 2015 - October 8, 2015

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616

AUSTIN, TX

Past

October 21, 2013 - March 30, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

CHARLOTTE, NC

Past

November 12, 2012 - October 21, 2013

MCG SECURITIES LLC

CRD#: 163144

NORFOLK, VA

Past

July 11, 2012 - November 8, 2012

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

September 6, 2011 - July 6, 2012

MEDALIST SECURITIES INC.

CRD#: 136356

NORFOLK, VA

Past

February 8, 2010 - November 17, 2011

MCKINNON ASSET MANAGEMENT, INC.

RIA

CRD#: 115962

NORFOLK, VA

Past

February 3, 2010 - August 19, 2011

MCKINNON & COMPANY, INC.

CRD#: 21907

VIRGINIA BEACH, VA

Past

June 10, 2008 - February 2, 2010

GRIFFIN FINANCIAL GROUP, LLC

CRD#: 119004

NORFOLK, VA

Past

July 31, 2006 - June 6, 2008

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

NORFOLK, VA

Past

July 31, 2006 - June 6, 2008

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

NORFOLK, VA

Past

November 30, 2005 - July 18, 2006

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

VIRGINIA BEACH, VA

Past

November 30, 2005 - July 18, 2006

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

VIRGINIA BEACH, VA

Past

June 7, 2005 - December 2, 2005

BI INVESTMENTS, LLC

RIA

CRD#: 125437

VIRGINIA BEACH, VA

Past

June 7, 2005 - December 2, 2005

BI INVESTMENTS, LLC

CRD#: 125437

GLEN ALLEN, VA

Past

June 30, 2000 - June 17, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NORFOLK, VA

Past

May 12, 2000 - June 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 15, 1998 - May 15, 2000

DAVENPORT & COMPANY LLC

CRD#: 1588

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBN FINANCIAL SERVICES, INC.

IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.

CRD#: 42360 / SEC#: 801-111848, 8-49815

RIA

Registered Investment Advisory firm - SEC (10/12/2017 Approved)

Kentucky

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (2/28/2018 Terminated)

New York

Registered Investment Advisory firm - SEC (7/19/2021 Terminated)

Oregon

Registered Investment Advisory firm - SEC (8/12/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (2/5/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/1/2024)

North Carolina
(9/20/2024)

Virginia
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IBN FINANCIAL SERVICES, INC.

IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.

CRD#: 42360 / SEC#: 801-111848, 8-49815

RIA

Registered Investment Advisory firm - SEC (10/12/2017 Approved)

Kentucky

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (2/28/2018 Terminated)

New York

Registered Investment Advisory firm - SEC (7/19/2021 Terminated)

Oregon

Registered Investment Advisory firm - SEC (8/12/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (2/5/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/1/2018 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

404 Old Liverpool Rd, Liverpool, NY 13088

Mailing Address

P.o. Box 2365, Liverpool, NY 13089

Phone number

(315) 652-4426

Established

New York since 12/15/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (18 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

RICHARD J CARLESCO JR (3/21/2025)

IBN FN PART 2A BROCHURE (3/21/2025)

CHRIS AVERY FORM 2B (3/21/2025)

FRED KAHN FORM 2B (3/21/2025)

MARK LEVITCH FORM 2B (3/21/2025)

SUSAN LOHMILLER FORM 2B (3/21/2025)

PATRICK DELANEY FORM 2B (3/21/2025)

RALPH PLINE FORM 2B (3/21/2025)

DANIEL RIPLEY ADV PART 2B (3/21/2025)

DEAN MACRIS FORM 2B (3/21/2025)

SAMUEL BIANCHI FORM 2B (3/21/2025)

ELLIOT SCHRAG FORM 2B (3/21/2025)

HARJIT ARORA PHD FORM 2B (3/21/2025)

PETER BIFFARELLA FORM 2B (3/21/2025)

SCOTT CURTIS FORM 2B (3/21/2025)

THERESA LYNN ELLIS FORM 2B (3/21/2025)

TODD GLENN FORM 2B (3/21/2025)

CHAD COLBERT FORM 2B (3/21/2025)

STEVE YAZELL FORM 2B (3/21/2025)

F. WILLIAM LIBARDONI JR. FORM 2B (3/21/2025)

ERIK LENTINEN FORM 2B (3/21/2025)

JOHN MAHSHIE FORM 2B (3/21/2025)

R STEVENS FORM 2B (3/21/2025)

HOWARD MODELL- FORM 2B BROCHURE (3/21/2025)

LOREN WOOD FORM 2B- BROCHURE (3/21/2025)

ROBERT D'AGOSTA FORM 2B- BROCHURE (3/21/2025)

ANDREW CAMARDA- FORM 2B BROCHURE (3/21/2025)

KRISTINA SINITSIN FORM 2B- BROCHURE (3/21/2025)

ROBERT TACKABURY FORM 2B- BROCHURE (3/21/2025)

ROBERT STAR FORM 2B- BROCHURE (3/21/2025)

ROBERT MOSKWA FORM 2B (3/21/2025)

Direct owners and executive officers

Name	Position	CRD#
CARLESCO, RICHARD JAMES JR	CHIEF EXECUTIVE OFFICER, CHEIF FINANCIAL OFFICER	2135988
AVERY, CHRISTOPHER RYAN	CHIEF OPERATIONS OFFICER	4706653
EVANS, TIMOTHY EDWARD	EQUITY PARTNER	6259284
BODKIN, GREGORY PATRICK	CHIEF COMPLIANCE OFFICER	3008389

Regulatory assets under management

Total Number of Accounts	768
AUM (Assets Under Management)	$ 180,458,175

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent G. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Graves Thomas II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEN C. EWING & CO.

AGES FINANCIAL SERVICES, LTD.

SOURCE CAPITAL GROUP, INC.

STONECREST CAPITAL MARKETS, INC.

CAPITAL GUARDIAN, LLC

MCG SECURITIES LLC

CV BROKERAGE, INC

MEDALIST SECURITIES INC.

MCKINNON ASSET MANAGEMENT, INC.

MCKINNON & COMPANY, INC.

GRIFFIN FINANCIAL GROUP, LLC

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

DAVENPORT & COMPANY LLC

Primary Firm SEC Registration

IBN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/1998

Series 63

Date: 2/19/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/7/1998

FINRA

Current Firm

IBN FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (18 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

IBN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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