Peter B. Wears

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CRD#: 717552

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Bayard Wears, who also goes by Peter B. Wears, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1980. Peter had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter B. Wears

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of Business: Phoenix Wealth Advisors Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 08/05/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am a Financial Advisor with Phoenix Wealth Advisors

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 11, 2018 - July 1, 2024

PHOENIX WEALTH ADVISORS INC.

RIA

CRD#: 118412

CHAPEL HILL, NC

Past

May 4, 2018 - July 10, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CHAPEL HILL, NC

Past

January 14, 2009 - April 19, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHAPEL HILL, NC

Past

January 14, 2009 - April 19, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHAPEL HILL, NC

Past

January 2, 2002 - February 3, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DURHAM, NC

Past

January 2, 2002 - February 3, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DURHAM, NC

Past

March 16, 1990 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

May 14, 1988 - March 26, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 26, 1987 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 23, 1980 - July 9, 1987

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1980

General Securities Representative Examination

Current Firm

PHOENIX WEALTH ADVISORS INC.

PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.

CRD#: 118412 / SEC#: 801-60793

RIA

Registered Investment Advisory firm - (12/14/2001 Approved)

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Contact information

Main Address

100 Europa Drive Suite 390, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 929-4448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PHOENIX 2025 ANNUAL AMEND ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 551,004,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter B. Wears

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

PHOENIX WEALTH ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1991

Series 63

Date: 11/4/1980

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1980

Current Firm

PHOENIX WEALTH ADVISORS INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHOENIX WEALTH ADVISORS INC.

TRUST BUT VERIFY

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