Paris T. Riha

ARCH GLOBAL ADVISORS

NEW YORK, NY 10016

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CRD#: 7175459

Professional summary

Paris Turull Riha, who also goes by Paris Turull Brock, Paris Riha, is a registered financial advisor currently at ARCH GLOBAL ADVISORS, LLC located in New York, New York and LPL FINANCIAL LLC located in New York, New York.

Paris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Paris has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paris Turull Brock | Paris Riha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 07/2025 - Arch Global Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 hours per month/ 120 hours during trading 2- 07/2025 - Paris Riha - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 40 hours per month/ 40 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paris Turull Riha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2021 - Present

ARCH GLOBAL ADVISORS, LLC

Office #1: 215 Lexington Avenue Suite 17b, New York, NY 10016

RIA

CRD#: 297397

NEW YORK, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 215 Lexington Avenue Suite 17b, New York, NY 10016

RIA

CRD#: 6413

NEW YORK, NY

Past

July 10, 2025 - September 18, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

March 6, 2024 - July 10, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

New York, NY

Past

December 7, 2020 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

New York, NY

Past

February 5, 2020 - September 11, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

October 28, 2019 - September 11, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCH GLOBAL ADVISORS, LLC

ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/10/2025)

Connecticut
(7/10/2025)

Delaware
(7/10/2025)

Florida
(7/10/2025)

Georgia
(7/10/2025)

Massachusetts
(7/10/2025)

New Jersey
(7/10/2025)

IAR

New York
(8/10/2021)

New York
(7/10/2025)

North Carolina
(7/10/2025)

Texas
(7/10/2025)

Utah
(7/10/2025)

Virginia
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/28/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/30/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ARCH GLOBAL ADVISORS, LLC

ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP

CRD#: 297397 / SEC#: 801-113519

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

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Contact information

Main Address

215 Lexington Avenue Suite 17b, New York, NY 10016

Mailing Address

Phone number

(212) 991-8807

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCH GLOBAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (7/25/2025)

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 144,750,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paris T. Riha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paris Turull Riha's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ARCH GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2019

Series 7TO

Date: 10/28/2019

SIE

Date: 8/30/2019

FINRA

Current Firm

ARCH GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCH GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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