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AM

Ali Mrani

CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 7175334
AM
Ali Mrani

Professional summary


Ali Mrani was a registered financial professional .

Ali is registered as a RR (Registered Representative) and started their career in finance in 2019. Ali had worked at 2 firms and has passed the Series 63, SIE, Series 7TO and Series 52TO exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 30, 2026 - Present

Office #1: 444 W Lake St. Suite 1700, Chicago, IL 60606Office #2: 444 W. Lake St. Suite 1700, Chicago, IL 60606
CHICAGO, IL
Past

October 19, 2019 - February 1, 2022

TD FINANCIAL PRODUCTS LLC

BD
CRD#: 154838
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 11/2/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 9/30/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 8/6/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Status Unavailable
Passed: 1/29/2026
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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