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Ali Mrani

CHICAGO, IL
·CRD# 7175334·7 years experience

Professional Summary

Ali Mrani was a registered financial advisor. Ali was registered as a RR (Registered Representative) and started their career in finance in 2019. Ali had worked at 2 firms and has passed the Series 63, SIE, Series 7TO and Series 52TO exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

Unknown Firm·
1. 444 W Lake St. Suite 1700, Chicago, IL 606062. 444 W. Lake St. Suite 1700, Chicago, IL 60606
September 30, 2026 - Present
TD FINANCIAL PRODUCTS LLC·CRD# 154838
BD
Chicago, IL
October 19, 2019 - February 1, 2022

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2026About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Aug 2026About the Series 7TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2026About the Series 52TO exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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