Franklin C. Dealy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Charles Dealy, who also goes by Frank C. Dealy, Frank Dealy, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1980. Franklin had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2020 - July 30, 2020
EXECUTIVE ADVISORS, INC.
January 1, 1999 - December 31, 2019
EXECUTIVE ADVISORS, INC.
April 9, 1996 - June 25, 2020
FIRST RESEARCH FINANCIAL
June 7, 1995 - September 4, 1998
OMEGA SECURITIES, INC.
April 13, 1995 - August 7, 2020
BROWN AND BROWN SECURITIES, INC.
February 1, 1994 - April 8, 1996
MOMENTUM INDEPENDENT NETWORK INC.
September 22, 1987 - February 10, 1994
INSTITUTIONAL SECURITIES CORPORATION
January 24, 1985 - September 24, 1987
T.L. HILL SECURITIES, INC.
August 24, 1983 - February 7, 1985
PERSHING LLC
October 24, 1980 - August 24, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
EXECUTIVE ADVISORS, INC.
CRD#: 114867 / SEC#: 801-68028
Contact information
Red Flags
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