Fabian A. Ahmadi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabian Alexander Ahmadi was a registered financial professional .
Fabian is a previously registered financial professional and started their career in finance in 2019. Fabian had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2021 - April 8, 2022
SCS
April 5, 2021 - March 28, 2022
LPL FINANCIAL LLC
June 12, 2020 - April 6, 2021
M HOLDINGS SECURITIES, INC.
December 23, 2019 - April 6, 2021
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
SCS
CRD#: 310849 / SEC#: 801-119764
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/23/2019
General Securities Representative ExaminationCurrent Firm
SCS
CRD#: 310849 / SEC#: 801-119764
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 1,637,626,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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