Michael B. Levin
JANNEY MONTGOMERY SCOTT LLC | SR V.P.
Boca Raton, FL 33431
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CRD#: 717490
Professional summary
Michael Brian Levin is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Boca Raton, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 5, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
What are your service offerings?
Financial planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florence Fuller Child Development Centers, Boca Raton, FL; Nature: Children's Charity; Title/Position: Board Member - as of 12/2021 and Treasurer of the Fuller Center; responsibilities include reviewing financial budgets. Start date: 05/03/2019; Devotes 5-hours/month; Not Investment-related; not compensated.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brian Levin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Brian Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2005 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Current
November 14, 2005 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Past
August 9, 2004 - December 9, 2005
ADVEST, INC.
RIA
CRD#: 10
BOCA RATON, FL
Past
July 16, 2004 - December 9, 2005
ADVEST, INC.
BD
CRD#: 10
BOCA RATON, FL
Past
June 12, 1989 - August 13, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOCA RATON, FL
Past
June 10, 1989 - August 13, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 18, 1989 - June 9, 1989
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
February 15, 1988 - June 5, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
October 24, 1980 - February 15, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2020)
RR
Alaska(11/11/2021)
RR
Arizona(11/14/2005)
RR
Arkansas(11/14/2005)
RR
California(11/14/2005)
RR
Colorado(11/14/2005)
RR
Connecticut(11/14/2005)
RR
Delaware(11/11/2021)
RR
District of Columbia(11/14/2005)
RR
Florida(11/14/2005)
IAR
Florida(11/15/2005)
RR
Georgia(12/8/2005)
RR
Hawaii(10/4/2024)
RR
Idaho(11/15/2005)
RR
Illinois(11/14/2005)
RR
Indiana(11/11/2021)
RR
Iowa(11/11/2021)
RR
Kansas(11/11/2021)
RR
Kentucky(3/23/2020)
RR
Louisiana(12/20/2005)
RR
Maine(11/15/2005)
RR
Maryland(11/14/2005)
RR
Massachusetts(11/14/2005)
RR
Michigan(11/11/2021)
RR
Minnesota(11/14/2005)
RR
Mississippi(1/3/2012)
RR
Missouri(11/14/2005)
RR
Montana(11/11/2021)
RR
Nebraska(11/11/2021)
RR
Nevada(11/14/2005)
RR
New Hampshire(12/8/2005)
RR
New Jersey(11/14/2005)
RR
New Mexico(2/16/2017)
RR
New York(11/14/2005)
IAR
New York(6/20/2021)
RR
North Carolina(11/14/2005)
RR
North Dakota(11/20/2018)
RR
Ohio(11/14/2005)
RR
Oklahoma(11/11/2021)
RR
Oregon(11/11/2021)
RR
Pennsylvania(11/14/2005)
RR
Puerto Rico(11/11/2021)
RR
Rhode Island(11/11/2021)
RR
South Carolina(11/20/2018)
RR
South Dakota(11/11/2021)
RR
Tennessee(11/14/2005)
RR
Texas(11/14/2005)
IAR
Texas(8/28/2019)
RR
Utah(11/11/2021)
RR
Vermont(11/21/2005)
RR
Virgin Islands(5/18/2020)
RR
Virginia(11/14/2005)
RR
Washington(11/14/2005)
RR
West Virginia(11/11/2021)
RR
Wisconsin(11/11/2021)
RR
Wyoming(6/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/2/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 2/23/1984
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
SR V.P.CRD#: 463Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
