DS
Dieynaba Sy
T. ROWE PRICE ASSOCIATES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 7174622
DS
Professional summary
Dieynaba Sy is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Dieynaba is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Dieynaba has worked at 7 firms and has passed the Series 66, Series 31, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dieynaba Sy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2024 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231RIA
CRD#: 105496
BALTIMORE, MD
Current
October 30, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
January 3, 2023 - August 2, 2024
LAZARD ASSET MANAGEMENT LLC
RIA
CRD#: 122836
NEW YORK, NY
Past
January 2, 2023 - August 2, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
July 16, 2021 - August 15, 2022
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
New York, NY
Past
December 18, 2019 - July 8, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
October 30, 2019 - July 8, 2021
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2024)
RR
Alaska(10/30/2024)
RR
Arizona(10/30/2024)
RR
Arkansas(10/30/2024)
RR
California(10/30/2024)
RR
Colorado(10/30/2024)
RR
Connecticut(10/30/2024)
RR
Delaware(10/30/2024)
RR
District of Columbia(10/30/2024)
RR
Florida(10/30/2024)
RR
Georgia(10/30/2024)
RR
Hawaii(10/30/2024)
RR
Idaho(10/30/2024)
RR
Illinois(10/30/2024)
RR
Indiana(10/30/2024)
RR
Iowa(10/30/2024)
RR
Kansas(10/30/2024)
RR
Kentucky(10/30/2024)
RR
Louisiana(10/30/2024)
RR
Maine(10/30/2024)
RR
Maryland(10/30/2024)
IAR
Maryland(10/30/2024)
RR
Massachusetts(10/30/2024)
RR
Michigan(10/30/2024)
RR
Minnesota(10/30/2024)
RR
Mississippi(10/30/2024)
RR
Missouri(10/30/2024)
RR
Montana(10/30/2024)
RR
Nebraska(10/30/2024)
RR
Nevada(10/30/2024)
RR
New Hampshire(10/30/2024)
RR
New Jersey(10/30/2024)
RR
New Mexico(10/30/2024)
RR
New York(10/30/2024)
RR
North Carolina(10/30/2024)
RR
North Dakota(10/30/2024)
RR
Ohio(10/30/2024)
RR
Oklahoma(10/30/2024)
RR
Oregon(10/30/2024)
RR
Pennsylvania(10/30/2024)
RR
Puerto Rico(10/30/2024)
RR
Rhode Island(10/30/2024)
RR
South Carolina(10/30/2024)
RR
South Dakota(10/30/2024)
RR
Tennessee(10/30/2024)
RR
Texas(10/30/2024)
RR
Utah(10/30/2024)
RR
Vermont(10/30/2024)
RR
Virgin Islands(10/30/2024)
RR
Virginia(10/30/2024)
RR
Washington(10/30/2024)
RR
West Virginia(10/30/2024)
RR
Wisconsin(10/30/2024)
RR
Wyoming(10/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
