Tanner Steele

AFFIANCE FINANCIAL LLC

St. Louis Park, MN 55426

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CRD#: 7174481

Professional summary

Tanner Steele is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in St. Louis Park, Minnesota and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.

Tanner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Tanner has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Private Client Services, investment related, St. Louis Park, MN, Broker Dealer, Registered Representative, Start Date 06/2020, approximately 16 hours/month devoted to this business with all hours during securities trading hours. 2) Affiance Financial. 600 Highway 169 South, Suite 1750, St Louis Park, MN 55426. RIA. 320 hrs/mo;195 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Steele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

AFFIANCE FINANCIAL LLC

Office #1: 600 Highway 169 South Suite 1750, St. Louis Park, MN 55426

RIA

CRD#: 113200

St. Louis Park, MN

Current

June 18, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 600 Highway 169 South, St. Louis Park, MN 55426

RIA

CRD#: 120222

St. Louis Park, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFIANCE FINANCIAL LLC

AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC

CRD#: 113200 / SEC#: 801-78208

RIA

Registered Investment Advisory firm - (6/17/2013 Approved)

Minnesota

Registered Investment Advisory firm - (6/24/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(9/29/2020)

IAR

Minnesota
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/7/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

AFFIANCE FINANCIAL LLC

AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC

CRD#: 113200 / SEC#: 801-78208

RIA

Registered Investment Advisory firm - (6/17/2013 Approved)

Minnesota

Registered Investment Advisory firm - (6/24/2013 Terminated)

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Contact information

Main Address

600 Highway 169 South Suite 1750, St. Louis Park, MN 55426

Mailing Address

Phone number

(952) 544-9818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFFIANCE FORM ADV BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	3,799
AUM (Assets Under Management)	$ 1,145,705,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tanner Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFFIANCE FINANCIAL LLC

PRIVATE CLIENT SERVICES, LLC

Primary Firm SEC Registration

AFFIANCE FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2020

Series 7TO

Date: 6/18/2020

SIE

Date: 3/7/2020

FINRA

Current Firm

AFFIANCE FINANCIAL LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFFIANCE FINANCIAL LLC

TRUST BUT VERIFY

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