SS
Scott M. Sheldon
VESTGEN ADVISORS
Kansas City, MO 64153
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CRD#: 7174235
SS
Professional summary
Scott Michael Sheldon, who also goes by Scott M Sheldon, Scott Sheldon, is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Kansas City, Missouri.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Scott has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott M Sheldon | Scott Sheldon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Retirement Solutions Group; Yes Investment Related; 6801 West 107th Street, Overland Park KSS 66212; Insurance Sales; Financial Advisor; Start Date 04/2022; 80 hours a month; 80 hours during trading; Creating financial and retirement plans using insurance products 2. RSG Investments; Yes Investment Related; 6801 West 107th Street, Overland Park KSS 66212; Insurance Sales; Financial Advisor; Start Date 04/2022; 80 hours a month; 80 hours during trading; Creating financial and retirement plans using insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Sheldon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2025 - Present
VESTGEN ADVISORS, LLC
Office #1: 9800 Nw Polo Dr. Suite 100, Kansas City, MO 64153RIA
CRD#: 318657
Kansas City, MO
Past
January 11, 2023 - April 22, 2025
RSG INVESTMENTS LLC
RIA
CRD#: 323527
OVERLAND PARK, KS
Past
April 29, 2022 - September 5, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Overland Park, KS
Past
November 26, 2019 - March 23, 2022
EDWARD JONES
RIA
CRD#: 250
KANSAS CITY, MO
Past
November 1, 2019 - March 23, 2022
EDWARD JONES
BD
CRD#: 250
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(6/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
