Bernard S. Gwandiku

GWAN GLOBAL SERVICES,

Elk Grove, CA

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CRD#: 7174163

Professional summary

Bernard Sigala Gwandiku is a registered financial advisor currently at GWAN GLOBAL SERVICES, CORP. located in Elk Grove, California.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Bernard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Keller Williams Realty. Folsom; AGENT; Investment related: No; 2295 IRON POINT RD #160 FOLSOM CA 95630 USA; REAL ESTATE SALES; Duties: Real estate marketing and sales.; 2020-06-05; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 10; Equipment Rental; Owner; Investment related: No; 9266 DAIRY CT ELK GROVE CA 95624 United States; Duties: Make executive decisions; 2017-01-05; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 10; Insurance Marketing and Sales; AGENT; Investment related: Yes; 9266 DAIRY CT ELK GROVE CA 95624 United States; Duties: Insurance marketing and sales; 2018-01-05; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Sigala Gwandiku's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

GWAN GLOBAL SERVICES, CORP.

RIA

CRD#: 300717

Elk Grove, CA

Past

October 15, 2019 - December 31, 2023

GWAN GLOBAL SERVICES, CORP.

RIA

CRD#: 300717

ELK GROVE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2017

Uniform Investment Adviser Law Examination

Current Firm

GWAN GLOBAL SERVICES, CORP.

GWAN GLOBAL FINANCIAL ADVISORS | RN | RENTAL | GWAN GLOBAL SERVICES, CORP. | GWAN GLOBAL SERVICES CORP

CRD#: 300717 / SEC#:

California

Registered Investment Advisory firm - (1/29/2024 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

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Contact information

Main Address

Elk Grove, CA

Mailing Address

Phone number

(510) 691-4878

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bernard S. Gwandiku

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Sigala Gwandiku's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWAN GLOBAL SERVICES, CORP.

GWAN GLOBAL SERVICES, CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2017

Current Firm

GWAN GLOBAL SERVICES, CORP.

Contact information

Documents

Red Flags

Company Information

GWAN GLOBAL SERVICES, CORP.

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