Kaitlin A. Buerkett

COZAD ASSET MANAGEMENT

Champaign, IL 61821-7005

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CRD#: 7174041

Professional summary

Kaitlin Anne Buerkett, CFP®, who also goes by Katie Buerkett, Kaitlin Anne Holcomb, Katie Holcomb, is a registered financial advisor currently at COZAD ASSET MANAGEMENT INC located in Champaign, Illinois.

Kaitlin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kaitlin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie Buerkett | Kaitlin Anne Holcomb | Katie Holcomb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Managed Tax Services, LLC; 2501 Galen Drive, Champaign, IL 61821; 03/2008, CPA/Accountant; Tax preparation and consulting; Not Investment Related; 20 hours/month; 20 hours/month during business hours; Percentage of fees received. 2) Independent Insurance Professional; 05/2023, Insurance Sales; Not investment related; 2 hours per month; 1 hour per month during business hours; commissions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin Anne Buerkett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 19, 2020 - Present

COZAD ASSET MANAGEMENT INC

Office #1: 2501 Galen Drive, Champaign, IL 61821-7005

RIA

CRD#: 104764

Champaign, IL

Past

November 25, 2019 - October 14, 2021

M HOLDINGS SECURITIES, INC.

CRD#: 43285

CHAMPAIGN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COZAD ASSET MANAGEMENT INC

COZAD ASSET MANAGEMENT INC | ILLINI WEALTH

CRD#: 104764 / SEC#: 801-18060

RIA

Registered Investment Advisory firm - (12/7/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/19/2020)

IAR

Texas
(3/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/8/2019

Securities Industry Essentials Examination

Current Firm

COZAD ASSET MANAGEMENT INC

COZAD ASSET MANAGEMENT INC | ILLINI WEALTH

CRD#: 104764 / SEC#: 801-18060

RIA

Registered Investment Advisory firm - (12/7/1982 Approved)

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Contact information

Main Address

2501 Galen Drive, Champaign, IL 61821-7005

Mailing Address

P. O. Box 3669, Champaign, IL 61826-3669

Phone number

(217) 356-8363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COZAD ASSET MANAGEMENT ADV PART 2A BROCHURE - MAY 2025 (5/22/2025)

Regulatory assets under management

Total Number of Accounts	3,424
AUM (Assets Under Management)	$ 2,240,693,977

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
07/26/2024	Cover Page	Report
12/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kaitlin A. Buerkett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin Anne Buerkett's CRS (Customer Relationship Summary).

Certified licenses

Experience

COZAD ASSET MANAGEMENT INC

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

COZAD ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2020

Series 7TO

Date: 11/25/2019

SIE

Date: 10/8/2019

Current Firm

COZAD ASSET MANAGEMENT INC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COZAD ASSET MANAGEMENT INC

TRUST BUT VERIFY

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