Hugh A. Helmly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Alexander Helmly JR, who also goes by Hugh Alexander Helmly, Hugh Alexander Hemly Jr, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1980. Hugh had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 1989 - August 23, 1990
BARKLEY-LOCKMAN INVESTMENTS INC.
January 25, 1988 - July 19, 1988
ATLANTA OIL & GAS INVESTMENTS, INC.
October 23, 1980 - April 14, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARKLEY-LOCKMAN INVESTMENTS INC.
CRD#: 21933 / SEC#: , 8-39391
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
