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AP

Andrew Pedvis

INTE SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7173906
AP

Professional summary

Andrew Pedvis is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York and GLOBACAP PRIVATE MARKETS INC. located in Little Silver, New Jersey.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 6 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Pedvis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2023 - Present

INTE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-128, New York, NY 10004
BD
CRD#: 47107
NEW YORK, NY
Current

March 31, 2025 - Present

GLOBACAP PRIVATE MARKETS INC.

BD
CRD#: 328777
Little Silver, NJ
Past

December 22, 2022 - July 5, 2023

OPENDEAL BROKER LLC

BD
CRD#: 291387
NEW YORK, NY
Past

October 26, 2022 - January 2, 2023

OHANAE SECURITIES LLC

BD
CRD#: 304656
NEW YORK, NY
Past

October 21, 2022 - April 4, 2023

OPENDEAL BROKER LLC

BD
CRD#: 297797
NEW YORK, NY
Past

November 5, 2019 - October 31, 2022

GB CAPITAL MARKETS LLC

BD
CRD#: 25591
WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/24/2025)
RR
Alaska
(9/22/2025)
RR
California
(10/3/2025)
RR
Colorado
(10/2/2025)
RR
Connecticut
(9/19/2025)
RR
Delaware
(9/15/2025)
RR
Georgia
(10/15/2025)
RR
Idaho
(9/8/2025)
RR
Iowa
(9/9/2025)
RR
Kansas
(9/9/2025)
RR
Kentucky
(9/15/2025)
RR
Louisiana
(9/15/2025)
RR
Maine
(10/29/2025)
RR
Maryland
(9/23/2025)
RR
Massachusetts
(10/23/2025)
RR
Michigan
(9/19/2025)
RR
Minnesota
(10/15/2025)
RR
Mississippi
(9/5/2025)
RR
Montana
(9/23/2025)
RR
Nebraska
(9/22/2025)
RR
Nevada
(9/8/2025)
RR
New Jersey
(3/31/2025)
RR
New York
(3/13/2023)
RR
North Carolina
(9/11/2025)
RR
North Dakota
(10/3/2025)
RR
Ohio
(9/22/2025)
RR
Oklahoma
(9/10/2025)
RR
Oregon
(9/22/2025)
RR
Pennsylvania
(9/18/2025)
RR
Rhode Island
(9/15/2025)
RR
South Carolina
(9/11/2025)
RR
Utah
(9/5/2025)
RR
Vermont
(9/19/2025)
RR
Virgin Islands
(10/22/2025)
RR
Washington
(9/8/2025)
RR
West Virginia
(10/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 11/1/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/17/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/16/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/9/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GLOBACAP PRIVATE MARKETS INC.
CBOE PRIVATE MARKETS | GLOBACAP PRIVATE MARKETS INC.

CRD#: 328777 / SEC#: , 8-71181

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
12 E 49th St. 11th Floor, New York, NY 10017
Mailing Address
12 E 49th St. 11th Floor, New York, NY 10017
Phone number
(646) 568-5284
Established
Delaware since 06/13/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GLOBACAP INC.OWNER
BEATON, DANIEL STEWARTFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER2936554
PEDVIS, ANDREWCEO7173906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBACAP PRIVATE MARKETS INC.

CRD#: 328777New York, NY 10004

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