Glenn R. Bossow

TRUTTA CAPITAL

SAN RAFAEL, CA

Some features on this profile are disabled

CRD#: 717339

Professional summary

Glenn Robert Bossow is a registered financial advisor currently at TRUTTA CAPITAL, INC. located in San Rafael, California.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Glenn has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 5 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Robert Bossow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2015 - Present

TRUTTA CAPITAL, INC.

RIA

CRD#: 175321

SAN RAFAEL, CA

Past

October 16, 2013 - April 24, 2015

MERCURY SECURITIES, LLC

CRD#: 40368

NOVATO, CA

Past

March 24, 2010 - March 6, 2013

BELVEDERE ADVISORS LLC

RIA

CRD#: 140719

TIBURON, CA

Past

November 9, 2009 - November 7, 2012

BELVEDERE GLOBAL INVESTORS LLC

CRD#: 129715

TIBURON, CA

Past

April 14, 2009 - October 29, 2009

MCM WEALTH

RIA

CRD#: 136075

SAN RAFAEL, CA

Past

April 30, 2007 - March 31, 2009

BELVEDERE GLOBAL INVESTORS LLC

CRD#: 129715

TIBURON, CA

Past

October 29, 2004 - May 12, 2005

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

November 14, 2002 - July 7, 2004

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

October 4, 1993 - November 15, 1993

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

January 1, 1993 - November 24, 1993

WALDRON & CO., INC.

CRD#: 868

Past

July 19, 1988 - October 29, 1991

WELLS FARGO SECURITIES INC.

CRD#: 17438

Past

December 11, 1985 - March 8, 1988

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

April 3, 1981 - July 12, 1985

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

October 23, 1980 - April 27, 1981

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/5/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2002

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 2/2/1984

Interest Rate Options Examination

Principal/Supervisory Exam

Series 8

Date: 12/19/1983

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TRUTTA CAPITAL, INC.

CRD#: 175321 / SEC#:

California

Registered Investment Advisory firm - (10/16/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

San Rafael, CA

Mailing Address

Phone number

(415) 444-0482

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Glenn R. Bossow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Robert Bossow's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCURY SECURITIES, LLC

BELVEDERE ADVISORS LLC

BELVEDERE GLOBAL INVESTORS LLC

MCM WEALTH

BELVEDERE GLOBAL INVESTORS LLC

FORESIDE FUNDS DISTRIBUTORS LLC

FORESIDE FUND SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

WALDRON & CO., INC.

WELLS FARGO SECURITIES INC.

INVEST FINANCIAL CORPORATION

THOMSON MCKINNON SECURITIES INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2002

Series 63

Date: 11/5/1980

SIE

Date: 4/24/2015

Series 7

Date: 11/13/2002

Series 5

Date: 2/2/1984

Series 8

Date: 12/19/1983

Current Firm

TRUTTA CAPITAL, INC.

Contact information

Documents

Red Flags

Company Information

TRUTTA CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors