JG
John G. Glaudel
VERUS CAPITAL PARTNERS
Phoenix, AZ 85054
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CRD#: 7173324
JG
John Griffith GlaudelVERUS CAPITAL PARTNERS
Professional summary
John Griffith Glaudel, who also goes by John Glaudel, is a registered financial advisor currently at VERUS CAPITAL PARTNERS, LLC located in Phoenix, Arizona.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.
At a Glance
Always Fiduciary
Aliases
John Glaudel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) John Glaudel, POSITION: Insurance producer NATURE: Selling Life insurance, INVESTMENT RELATED: No, NUMBER OF HOURS: <5 per month, SECURITIES TRADING HOURS: <5 hours per month, START DATE: 03/23/2020 ADDRESS: 18325 N Allied Way Suite 220, Phoenix, AZ 85054 DESCRIPTION: Providing clients with Life Insurance products. 2) John Glaudel, POSITION: Sole Proprietor/Tax Preparer, NATURE: Tax Preparation, INVESTMENT RELATED: No, NUMBER OF HOURS: as much as 10 hours per month but varies seasonally , SECURITIES TRADING HOURS: <2, START DATE: 01/01/2020, ADDRESS: 18325 N Allied Way Suite 220, Phoenix, AZ 85054, DESCRIPTION: Individual Tax Preparation and Filing 3) Phillips Financial Management, DBA for VERUS CAPITAL PARTNERS, LLC, POSITION: Investment Advisor Representative - Nature: Investment Advisory Services - Investment Related: Yes - Start date: 2/10/2020 - Address: 18325 N Allied Way Suite 220, Phoenix AZ 85054 NUMBER OF HOURS: as much as 200 per month, NUMBER OF HOURS DURING TRADING HOURS: 130, DUTIES: Financial Advisor
CRS (Client Relationship Summary) - RIA
Click below to view John Griffith Glaudel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2020 - Present
VERUS CAPITAL PARTNERS, LLC
Office #1: 18325 N Allied Way Suite 220, Phoenix, AZ 85054RIA
CRD#: 151568
Phoenix, AZ
Past
November 25, 2019 - October 29, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERUS CAPITAL PARTNERS, LLC
3 RIVERS FINANCIAL GROUP | WILLIAM F. SULLIVAN FINANCIAL SERVICES | WANN WEALTH PARTNERS, LLC | WANN FINANCIAL SERVICES | WALTERS WEALTH MANAGMENT | WALTERS WEALTH MANAGEMENT | VINEPOINT ADVISORY GROUP, LLC | VERUS CAPITAL PARTNERS, LLC | UNIVERSAL FINANCIAL CONSULTANTS | SUNBURST FINANCIAL MANAGEMENT | STARKEY BROTHERS, INC. | SOUTHERN HERITAGE FINANCIAL GROUP | SOUTH PLATTE INVESTMENTS & PLANNING | SAMSON FINANCIAL, LLC | RUDOLPH FINANCIAL GROUP | RSO WEALTH, LLC | RSD FINANCIAL, LLC | PROVIDENT FINANCIAL GROUP | PHP CAPITAL, INC. | PHILLIPS FINANCIAL MANAGEMENT | PARKER CAPITAL STRATEGIES, LLC | OXENHAM FINANCIAL | OPTIMAL WEALTH INC. | NEW BREAK FINANCIAL | MOLINAR AND CO. | LIFECOURSE CAPITAL | KENNETH M. PERKINS WEALTH | ITTNER BULL CAPITAL PARTNERS LLC | INTERMARKET ANALYTICS | HUNT FINANCIAL SERVICES | HOLCOMB WEALTH MANAGEMENT | HAVEN FINANCIAL SERVICES, LLC | GUARDIAN WEALTH BUILDERS | GOLDEN RULE WEALTH MANAGEMENT | GEISER WEALTH MANAGEMENT | FRONT RANGE FINANCIAL | FREEDOM POINT FINANCIAL | FRED A. GOODMAN, CPA | FIRST THEN IFS | FIRST THAN IFS | EAGLE EYE INVESTMENTS, LLC | DAHL FINANCIAL RESOURCE | CROWE AND ASSOCIATES, INC | CPA WEALTH ADVISORS, LLC | BURNS TAX AND WEALTH MANAGEMENT | BIGGS FINANCIAL | BELLA FINANCIAL ADVISORS, LLC | ARCHE FG | ANDREWS INSURANCE SOLUTIONS, LLC
CRD#: 151568 / SEC#: 801-78989
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Arizona
Registered Investment Advisory firm - (1/2/2014 Terminated)Illinois
Registered Investment Advisory firm - (1/2/2014 Terminated)Maryland
Registered Investment Advisory firm - (1/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (1/2/2014 Terminated)Texas
Registered Investment Advisory firm - (1/2/2014 Terminated)Virginia
Registered Investment Advisory firm - (1/6/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/10/2020)
IAR
Texas(2/24/2021)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
PR
Series 7TO
Passed: 11/2/2019
General Securities Representative ExaminationCurrent Firm
VC
VERUS CAPITAL PARTNERS, LLC
3 RIVERS FINANCIAL GROUP | WILLIAM F. SULLIVAN FINANCIAL SERVICES | WANN WEALTH PARTNERS, LLC | WANN FINANCIAL SERVICES | WALTERS WEALTH MANAGMENT | WALTERS WEALTH MANAGEMENT | VINEPOINT ADVISORY GROUP, LLC | VERUS CAPITAL PARTNERS, LLC | UNIVERSAL FINANCIAL CONSULTANTS | SUNBURST FINANCIAL MANAGEMENT | STARKEY BROTHERS, INC. | SOUTHERN HERITAGE FINANCIAL GROUP | SOUTH PLATTE INVESTMENTS & PLANNING | SAMSON FINANCIAL, LLC | RUDOLPH FINANCIAL GROUP | RSO WEALTH, LLC | RSD FINANCIAL, LLC | PROVIDENT FINANCIAL GROUP | PHP CAPITAL, INC. | PHILLIPS FINANCIAL MANAGEMENT | PARKER CAPITAL STRATEGIES, LLC | OXENHAM FINANCIAL | OPTIMAL WEALTH INC. | NEW BREAK FINANCIAL | MOLINAR AND CO. | LIFECOURSE CAPITAL | KENNETH M. PERKINS WEALTH | ITTNER BULL CAPITAL PARTNERS LLC | INTERMARKET ANALYTICS | HUNT FINANCIAL SERVICES | HOLCOMB WEALTH MANAGEMENT | HAVEN FINANCIAL SERVICES, LLC | GUARDIAN WEALTH BUILDERS | GOLDEN RULE WEALTH MANAGEMENT | GEISER WEALTH MANAGEMENT | FRONT RANGE FINANCIAL | FREEDOM POINT FINANCIAL | FRED A. GOODMAN, CPA | FIRST THEN IFS | FIRST THAN IFS | EAGLE EYE INVESTMENTS, LLC | DAHL FINANCIAL RESOURCE | CROWE AND ASSOCIATES, INC | CPA WEALTH ADVISORS, LLC | BURNS TAX AND WEALTH MANAGEMENT | BIGGS FINANCIAL | BELLA FINANCIAL ADVISORS, LLC | ARCHE FG | ANDREWS INSURANCE SOLUTIONS, LLC
CRD#: 151568 / SEC#: 801-78989
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Arizona
Registered Investment Advisory firm - (1/2/2014 Terminated)Illinois
Registered Investment Advisory firm - (1/2/2014 Terminated)Maryland
Registered Investment Advisory firm - (1/3/2014 Terminated)North Carolina
Registered Investment Advisory firm - (1/2/2014 Terminated)Texas
Registered Investment Advisory firm - (1/2/2014 Terminated)Virginia
Registered Investment Advisory firm - (1/6/2014 Terminated)Loading...
Contact information
Main Address
8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258
Mailing Address
Phone number
(480) 990-3719
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,289 |
| AUM (Assets Under Management) | $ 2,290,832,340 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
