Robert S. Preston
Professional summary
Robert Slade Preston is a registered financial advisor currently at SONORAN CAPITAL MANAGEMENT LLC located in Cave Creek, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Robert has worked at 5 firms and has passed the Series 66, Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Slade Preston's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2006 - Present
SONORAN CAPITAL MANAGEMENT LLC
March 13, 2006 - December 31, 2013
SONORAN CAPITAL MANAGEMENT LLC
November 12, 2004 - January 18, 2006
UBS FINANCIAL SERVICES INC.
January 3, 1996 - October 25, 2001
CHARLES SCHWAB & CO., INC.
October 28, 1983 - January 23, 1996
PLANMEMBER SECURITIES CORPORATION
October 23, 1980 - April 20, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2006)
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
SONORAN CAPITAL MANAGEMENT LLC
CRD#: 139527 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 800,000 |
Red Flags
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