Shannon S. Weiss
Professional summary
Shannon Sara Weiss, who also goes by Shannon Sara, Shannon Marie Sara, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 2020. Shannon has worked at 2 firms and has passed the Series 57TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Sara Weiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2022 - Present
FRED ALGER & COMPANY, LLC
Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004July 27, 2022 - December 1, 2022
CAIS CAPITAL LLC
August 18, 2020 - July 18, 2022
FRED ALGER & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/6/2023
Securities Trader ExamSeries 7TO
Date: 8/18/2020
General Securities Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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