Jorge E. Ascencio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Eduardo Ascencio was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2020. Jorge had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2025 - June 23, 2026
BBVA GLOBAL WEALTH ADVISORS, INC.
February 20, 2020 - November 29, 2023
CG COMPASS (USA) LLC
Primary Firm SEC Registration
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/20/2020
General Securities Representative ExaminationCurrent Firm
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 1,208,850,630 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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